Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Oct 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (4 Oct 2007 to 13 Feb 2015)
    • CF4 Partner (4 Oct 2007 to 8 Dec 2019)
    • CF27 Investment Management (4 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Oct 2007 to 13 Feb 2015)
  • IQ EQ Depositary Company (UK) Limited (no longer approved here)

    FRN 481843

    • CF30 Customer (11 Aug 2008 to 5 Dec 2014)
  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF27 Investment Management (26 Jan 2006 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.