Gordon William Ray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (27 May 2011 to 6 Mar 2016)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (22 Apr 2010 to 6 Mar 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (24 Jun 2009 to 14 Apr 2010)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 14 Apr 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.