Gordon Wayne Bareham

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bareham Independent Financial Advisers Limited

    FRN 939595

    • SMF3 Executive Director (since 23 Apr 2021)
    • Responsible for Insurance Distribution (23 Apr 2021 to 24 Apr 2024)
    • [FCA CF] Functions requiring qualifications (23 Apr 2021 to 1 Dec 2023)
    • [FCA CF] Client dealing (23 Apr 2021 to 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Mar 2021 to 24 Apr 2024)
  • VISION INDEPENDENT FINANCIAL ADVISORS LTD (no longer approved here)

    FRN 551169

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Apr 2021)
    • CF1 Director (3 Aug 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Aug 2011 to 30 Sep 2018)
    • CF30 Customer (3 Aug 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Aug 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Aug 2011 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (20 Jan 2010 to 21 Jul 2011)
    • CF4 Partner (AR) (30 Jul 2008 to 20 Jan 2010)
    • CF30 Customer (30 Jul 2008 to 21 Jul 2011)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 29 Sep 2008)
    • CF21 Investment Adviser (18 Jun 2003 to 31 Oct 2007)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (5 Jul 2006 to 29 Sep 2008)
  • Bebbington Brumby Financial Management Limited (no longer approved here)

    FRN 192564

    • Employed By (18 Jun 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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