Bareham Independent Financial Advisers Limited

Date authorised
23 April 2021
Companies House
12820966
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Foxborough House
    96 Allerton Grange Rise
    Leeds
    LS17 6LG
    UNITED KINGDOM
    Phone
    +443330441908
    Web
    https://barehamifa.com

  • Complaints Contact

    Foxborough House
    96 Allerton Grange Rise
    Leeds
    LS17 6LG
    UNITED KINGDOM
    Phone
    +443330441908

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher O'Donnell

    IRN CXO00135

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Oct 2022)
  • Gordon Wayne Bareham

    IRN GXB00112

    • SMF3 Executive Director (since 23 Apr 2021)
    • [FCA CF] Functions requiring qualifications (23 Apr 2021 to 1 Dec 2023)
    • [FCA CF] Client dealing (23 Apr 2021 to 1 Dec 2023)
    • Responsible for Insurance Distribution (23 Apr 2021 to 24 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Mar 2021 to 24 Apr 2024)
  • James Gordon Bareham

    IRN JGB01149

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 13 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 May 2024)
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2021)
    • SMF16 Compliance Oversight (since 23 Apr 2021)
    • SMF3 Executive Director (since 23 Apr 2021)
    • [FCA CF] Client dealing (since 23 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.