Gordon James Myles

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tavistock Private Client Limited

    FRN 210782

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
    • [FCA CF] Client dealing (since 18 Mar 2024)
  • Spectrum Wealth Management Ltd (no longer approved here)

    FRN 771506

    • [FCA CF] Client dealing (14 Dec 2023 to 7 Mar 2024)
    • CF30 Customer (15 Jun 2022 to 7 Mar 2024)
    • [FCA CF] Functions requiring qualifications (8 Feb 2022 to 7 Mar 2024)
  • Spectrum Advice Network Ltd (no longer approved here)

    FRN 938972

    • (1)Employed By (15 Jun 2022 to 7 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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