Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 18 Oct 2021)
- CF1 Director (20 Feb 2018 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Aug 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
- CF1 Director (1 Aug 2017 to 6 Dec 2019)
- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
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- CF1 Director (AR) (7 Nov 2013 to 31 Jul 2017)
- CF30 Customer (19 Dec 2011 to 31 Jul 2017)
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- Employed By (1 Dec 2001 to 31 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.