Glenn Stuart Averiss

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2021)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2021)
    • CF30 Customer (24 Aug 2015 to 8 Dec 2019)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (25 Nov 2011 to 15 May 2014)
    • CF30 Customer (26 Sep 2011 to 15 May 2014)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (29 Sep 2011 to 15 May 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (25 Jan 2011 to 16 Sep 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 16 Jul 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Feb 2009 to 28 Feb 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.