Glen Fabian Thomas

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc
FRN 124422
- SMF5 Head of Internal Audit (since 7 Mar 2016)
- CF28 Systems and controls (15 Jun 2010 to 6 Mar 2016)
Nomura Bank International Plc.
FRN 204419
- SMF5 Head of Internal Audit (since 7 Mar 2016)
- CF28 Systems and controls (15 Jun 2010 to 6 Mar 2016)
Quilter Cheviot Limited (no longer approved here)
FRN 124259
- CF28 Systems and controls (18 Feb 2010 to 1 Jun 2010)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- CF28 Systems and controls (17 Nov 2009 to 16 Apr 2010)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF28 Systems and controls (17 Nov 2009 to 16 Apr 2010)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- CF28 Systems and controls (17 Nov 2009 to 16 Apr 2010)
Morgan Stanley Investment Management (ACD) Limited (no longer approved here)
FRN 230885
- CF28 Systems and controls (17 Nov 2009 to 16 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.