Glen David Eels

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CHARLES SCHWAB, U.K., LIMITED (no longer approved here)
FRN 225116
- [FCA CF] Client dealing (19 Dec 2019 to 21 Jan 2022)
Tavistock Private Client Limited (no longer approved here)
FRN 210782
- CF30 Customer (8 Mar 2018 to 11 Jun 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (15 Sep 2015 to 3 Jul 2017)
- CF30 Customer (15 Sep 2015 to 3 Jul 2017)
Julius Baer International Limited (no longer approved here)
FRN 139179
- CF30 Customer (1 Jul 2013 to 13 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.