Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2022)
    • [FCA CF] Manager of certification employee (since 8 Apr 2022)
    • [FCA CF] Client dealing (since 4 Oct 2018)
    • [FCA CF] Manager of certification employee (2 Jul 2019 to 17 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2022)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (12 Apr 2017 to 13 Aug 2018)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 26 Nov 2012)
    • CF21 Investment Adviser (5 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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