Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2022)
- [FCA CF] Manager of certification employee (since 8 Apr 2022)
- [FCA CF] Client dealing (since 4 Oct 2018)
- [FCA CF] Manager of certification employee (2 Jul 2019 to 17 Jun 2020)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2022)
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- CF30 Customer (12 Apr 2017 to 13 Aug 2018)
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- CF30 Customer (1 Nov 2007 to 26 Nov 2012)
- CF21 Investment Adviser (5 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.