Giselle Lisa Clayton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRUE BEARING LIMITED

    FRN 486512

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Oct 2022)
    • [FCA CF] Client dealing (since 10 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 5 Mar 2025)
    • CF30 Customer (14 Feb 2023 to 19 Feb 2025)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (3)Employed By (14 Feb 2023 to 19 Feb 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (11 Aug 2008 to 29 Feb 2012)
    • CF21 Investment Adviser (31 Jul 2007 to 28 Sep 2007)
    • CF22 Investment Adviser (Trainee) (7 Nov 2006 to 31 Jul 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 10 Aug 2008)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
  • Countrywide Assured Plc (no longer approved here)

    FRN 141916

    • CF21 Investment Adviser (27 Jan 2003 to 30 Sep 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.