Giovanni Di Stefano

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 17 Oct 2024)
    • [FCA CF] Client dealing (since 13 Jun 2024)
    • [FCA CF] Material risk taker (since 13 Jun 2024)
  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 5 May 2023)
    • [FCA CF] Material risk taker (since 7 Jan 2020)
    • [FCA CF] Client dealing (since 7 Jan 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (27 Oct 2016 to 7 Aug 2019)
    • CF30 Customer (19 Jul 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (30 Dec 2010 to 15 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.