Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallardo Securities Limited (no longer approved here)

    FRN 724231

    • CF30 Customer (27 Apr 2019 to 20 May 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (6 Feb 2013 to 27 Feb 2014)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.