Giorgio Simioni

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP

    FRN 402459

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jun 2025)
    • CF11 Money Laundering Reporting (25 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (15 Dec 2015 to 8 Dec 2019)
  • NEEX PRIME UK LLP (no longer approved here)

    FRN 739550

    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Mar 2021)
    • CF11 Money Laundering Reporting (14 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (14 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.