Gillian Ellen Ruth Walsh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Mar 2019)
  • IQ&Co Limited

    FRN 789823

    • (6)Employed By (since 19 Mar 2019)
    • (7)Employed By (10 Oct 2018 to 21 Feb 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (10 Oct 2018 to 21 Feb 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (14 Jan 2008 to 28 Feb 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 1 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.