Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 Apr 2023)
    • CF30 Customer (since 13 Mar 2023)
    • (320)Employed By (since 13 Mar 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 18 Nov 2020)
    • CF30 Customer (16 Nov 2015 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Jul 2011 to 24 Feb 2012)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (29 Nov 2010 to 27 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.