Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QIC European Investment Services Limited (no longer approved here)

    FRN 572243

    • [FCA CF] Material risk taker (5 Dec 2023 to 11 Mar 2024)
    • [FCA CF] Client dealing (30 Jul 2021 to 11 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 11 Mar 2024)
    • CF1 Director (6 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (30 Mar 2015 to 8 Dec 2019)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Mar 2011 to 30 Sep 2014)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF21 Investment Adviser (10 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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