Giles James Patrick Hutson

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Markham Private Clients Ltd

    FRN 673532

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (25 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jan 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jan 2017 to 30 Sep 2018)
    • CF1 Director (18 Jun 2015 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (18 Aug 2010 to 30 Apr 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 9 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.