Markham Private Clients Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Craig Bremner McGowan
IRN CBM01025
- Responsible for Insurance Distribution (since 30 Apr 2024)
- SMF3 Executive Director (since 30 Apr 2024)
- SMF9 Chair of the Governing Body (since 30 Apr 2024)
Giles James Patrick Hutson
IRN GJH01083
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (25 Jan 2017 to 30 Sep 2018)
- CF10 Compliance Oversight (25 Jan 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Jan 2017 to 8 Dec 2019)
- CF3 Chief Executive (25 Jan 2017 to 8 Dec 2019)
- CF1 Director (18 Jun 2015 to 8 Dec 2019)
Giles Rupert William Greenfield
IRN GRG01047
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (18 Jun 2015 to 30 Sep 2018)
- CF1 Director (18 Jun 2015 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Yoke Financial Consultants LTD (no longer appointed)
FRN 801754 · Appointed 14 Feb 2018 · Until 15 May 2018
AAG Insurance Services Limited (no longer appointed)
FRN 775771 · Appointed 4 Apr 2017 · Until 23 Nov 2022
Insignis Asset Management (no longer appointed)
FRN 716617 · Appointed 14 Sep 2015 · Until 18 May 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.