Giap Gioi Tran

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Artless Wealth Ltd

    FRN 925231

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2024)
    • [FCA CF] Client dealing (since 4 Dec 2024)
  • INTRINSIC HOUSE LIMITED

    FRN 516476

    • [FCA CF] Significant management (since 23 Jun 2020)
    • [FCA CF] Client dealing (since 23 Jun 2020)
    • [PRA CF] Key function holder (since 23 Jun 2020)
    • [FCA CF] CASS oversight function (since 22 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (22 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Jun 2010 to 30 Sep 2018)
  • BLUE SKY FINANCIAL GROUP LIMITED (no longer approved here)

    FRN 827075

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 12 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 12 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.