Date authorised
1 April 2013
Companies House
07045623
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lodge Park Business Centre
    Lodge Lane
    Langham
    Colchester
    Essex
    CO4 5NE
    UNITED KINGDOM
    Phone
    +441206598489
  • Complaints Contact

    Lodge Park Business Centre
    Lodge Lane
    Langham
    Colchester
    Essex
    CO4 5NE
    UNITED KINGDOM
    Phone
    +441206598489

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giap Gioi Tran

    IRN GGT01016

    • [FCA CF] Client dealing (since 23 Jun 2020)
    • [PRA CF] Key function holder (since 23 Jun 2020)
    • [FCA CF] Significant management (since 23 Jun 2020)
    • [FCA CF] CASS oversight function (since 22 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (22 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Jun 2010 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Mr Ross Walker (no longer appointed)

    FRN 552554 · Appointed 2 Jun 2011 · Until 22 Jun 2011

  • Mr Jason Harvey (no longer appointed)

    FRN 552240 · Appointed 27 May 2011 · Until 22 Jun 2011

  • Mr Rizwan Sajid (no longer appointed)

    FRN 552255 · Appointed 27 May 2011 · Until 22 Jun 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.