Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forte Securities Limited
FRN 478424
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (15 Apr 2013 to 8 Dec 2019)
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Gallardo Securities Limited
FRN 724231
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (4 May 2016 to 8 Dec 2019)
- CF30 Customer (4 May 2016 to 8 Dec 2019)
- CF3 Chief Executive (4 May 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 21 Sep 2008)
- CF26 Customer Trading (14 May 2007 to 31 Oct 2007)
- CF4 Partner (14 May 2007 to 26 Jul 2007)
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- CF21 Investment Adviser (19 May 2004 to 13 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.