Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (15 Apr 2013 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (4 May 2016 to 8 Dec 2019)
    • CF30 Customer (4 May 2016 to 8 Dec 2019)
    • CF3 Chief Executive (4 May 2016 to 8 Dec 2019)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF30 Customer (1 Nov 2007 to 21 Sep 2008)
    • CF26 Customer Trading (14 May 2007 to 31 Oct 2007)
    • CF4 Partner (14 May 2007 to 26 Jul 2007)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF21 Investment Adviser (19 May 2004 to 13 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.