Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 16 Oct 2020)
- CF30 Customer (3 Feb 2009 to 8 Dec 2019)
- CF4 Partner (3 Feb 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2008)
- CF17 Significant Mgt (Other Business Operations) (30 Jun 2005 to 18 Oct 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Jul 2004 to 30 Jun 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2008)
- CF17 Significant Mgt (Other Business Operations) (30 Jun 2005 to 18 Oct 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Jul 2004 to 30 Jun 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.