Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASTARIS CAPITAL MANAGEMENT LLP (no longer approved here)

    FRN 487568

    • SMF27 Partner (9 Dec 2019 to 16 Oct 2020)
    • CF30 Customer (3 Feb 2009 to 8 Dec 2019)
    • CF4 Partner (3 Feb 2009 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF17 Significant Mgt (Other Business Operations) (30 Jun 2005 to 18 Oct 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Jul 2004 to 30 Jun 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF17 Significant Mgt (Other Business Operations) (30 Jun 2005 to 18 Oct 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Jul 2004 to 30 Jun 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.