Date authorised
1 April 2013
Companies House
OC339176
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fifth Floor
    3 Tilney Street
    London
    W1K 1BQ
    UNITED KINGDOM
    Phone
    +4402075905400
  • Complaints Contact

    Fifth Floor
    3 Tilney Street
    London
    W1K 1BQ
    UNITED KINGDOM
    Phone
    +4402075905400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Sothic Corporate Management Limited

    IRN XXS01160

    • CF4 Partner (24 Jan 2011 to 28 Sep 2015)
  • Alessandro Esposito

    IRN AXE01193

    • CF4 Partner (3 Feb 2009 to 8 Jan 2014)
    • CF30 Customer (3 Feb 2009 to 8 Jan 2014)
  • Bjoern Max Bischoff

    IRN BMB01059

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Didier Maurice Henri Martineau

    IRN DMM01182

    • SMF27 Partner (9 Dec 2019 to 16 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Jul 2020)
    • CF30 Customer (15 Jul 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Feb 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Feb 2009 to 8 Dec 2019)
    • CF3 Chief Executive (3 Feb 2009 to 8 Dec 2019)
    • CF4 Partner (3 Feb 2009 to 8 Dec 2019)
  • Geoffrey Haffner

    IRN GXH01892

    • [FCA CF] Client dealing (since 13 Jul 2020)
    • SMF16 Compliance Oversight (since 13 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jul 2020)
    • SMF27 Partner (since 13 Jul 2020)
  • Gertjan Joannus Anthonius Koomen

    IRN GJK01020

    • SMF27 Partner (9 Dec 2019 to 16 Oct 2020)
    • CF4 Partner (3 Feb 2009 to 8 Dec 2019)
    • CF30 Customer (3 Feb 2009 to 8 Dec 2019)
  • Hamish Gustave Goar

    IRN HGG01011

    • CF30 Customer (15 Jan 2015 to 23 Dec 2016)
  • Hans Martin Beck

    IRN HMB01037

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (3 Feb 2009 to 31 Oct 2016)
    • CF4 Partner (3 Feb 2009 to 31 Oct 2016)
  • James Bernard O'Connell

    IRN JBO01012

    • [FCA CF] Client dealing (since 21 Apr 2026)
  • John Patrick Medley

    IRN JPM01152

    • CF4 Partner (18 May 2015 to 1 Mar 2016)
    • CF30 Customer (1 Dec 2009 to 1 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.