ASTARIS CAPITAL MANAGEMENT LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Fifth Floor3 Tilney StreetLondonW1K 1BQUNITED KINGDOM- Phone
- +4402075905400
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Complaints Contact
Fifth Floor3 Tilney StreetLondonW1K 1BQUNITED KINGDOM- Phone
- +4402075905400
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Sothic Corporate Management Limited
IRN XXS01160
- CF4 Partner (24 Jan 2011 to 28 Sep 2015)
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Alessandro Esposito
IRN AXE01193
- CF4 Partner (3 Feb 2009 to 8 Jan 2014)
- CF30 Customer (3 Feb 2009 to 8 Jan 2014)
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Bjoern Max Bischoff
IRN BMB01059
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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Didier Maurice Henri Martineau
IRN DMM01182
- SMF27 Partner (9 Dec 2019 to 16 Nov 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2020)
- SMF1 Chief Executive (9 Dec 2019 to 15 Jul 2020)
- CF30 Customer (15 Jul 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Feb 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Feb 2009 to 8 Dec 2019)
- CF3 Chief Executive (3 Feb 2009 to 8 Dec 2019)
- CF4 Partner (3 Feb 2009 to 8 Dec 2019)
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Geoffrey Haffner
IRN GXH01892
- [FCA CF] Client dealing (since 13 Jul 2020)
- SMF16 Compliance Oversight (since 13 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jul 2020)
- SMF27 Partner (since 13 Jul 2020)
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Gertjan Joannus Anthonius Koomen
IRN GJK01020
- SMF27 Partner (9 Dec 2019 to 16 Oct 2020)
- CF4 Partner (3 Feb 2009 to 8 Dec 2019)
- CF30 Customer (3 Feb 2009 to 8 Dec 2019)
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Hamish Gustave Goar
IRN HGG01011
- CF30 Customer (15 Jan 2015 to 23 Dec 2016)
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Hans Martin Beck
IRN HMB01037
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (3 Feb 2009 to 31 Oct 2016)
- CF4 Partner (3 Feb 2009 to 31 Oct 2016)
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James Bernard O'Connell
IRN JBO01012
- [FCA CF] Client dealing (since 21 Apr 2026)
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John Patrick Medley
IRN JPM01152
- CF4 Partner (18 May 2015 to 1 Mar 2016)
- CF30 Customer (1 Dec 2009 to 1 Mar 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.