Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
    • [FCA CF] Client dealing (since 7 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
    • CF30 Customer (18 Mar 2019 to 8 Dec 2019)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 27 Oct 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (26 Feb 2025 to 30 Sep 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (6 Jan 2016 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 May 2009 to 29 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.