Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lowes Financial Management Limited
FRN 114650
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
- [FCA CF] Client dealing (since 7 Apr 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
- CF30 Customer (18 Mar 2019 to 8 Dec 2019)
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Saltus Financial Planning Limited
FRN 722703
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 27 Oct 2025)
- [FCA CF] Client dealing (since 27 Oct 2025)
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- [FCA CF] Functions requiring qualifications (26 Feb 2025 to 30 Sep 2025)
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- CF30 Customer (6 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (28 May 2009 to 29 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.