Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Jul 2024)
    • SMF16 Compliance Oversight (since 1 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2021)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF10 Compliance Oversight (17 Jun 2013 to 29 Oct 2018)
    • CF11 Money Laundering Reporting (17 Jun 2013 to 29 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.