Gerard Francis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited

    FRN 119348

    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Manager of certification employee (since 17 Jan 2023)
  • Schroders IS Limited

    FRN 195028

    • [FCA CF] Manager of certification employee (since 9 Sep 2020)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • [FCA CF] Material risk taker (9 Sep 2020 to 20 Sep 2022)
    • [FCA CF] Significant management (9 Sep 2020 to 8 Jun 2025)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF30 Customer (28 Feb 2012 to 5 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.