Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF1 Director (AR) (13 Mar 2019 to 14 Dec 2021)
    • CF30 Customer (18 Aug 2015 to 15 Mar 2019)
    • CF4 Partner (AR) (19 Dec 2014 to 13 Mar 2019)
  • Pacific Capital Partners Limited (no longer approved here)

    FRN 171200

    • CF30 Customer (4 Nov 2009 to 4 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.