Georgina Stone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCM WEALTH MANAGEMENT LIMITED

    FRN 418826

    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Manager of certification employee (since 19 Aug 2021)
    • [FCA CF] Material risk taker (since 19 Aug 2021)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (8 Mar 2016 to 3 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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