Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2009)
    • CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Material risk taker (30 Jul 2020 to 17 Oct 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 20 Dec 2009)
    • CF27 Investment Management (29 Apr 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.