George Walter Niedringhaus, IV

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BANCTRUST INVESTMENT BANK LIMITED (no longer approved here)

    FRN 580379

    • [FCA CF] Material risk taker (4 Mar 2024 to 30 Jan 2026)
    • [FCA CF] Client dealing (29 Mar 2023 to 30 Jan 2026)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • SMF18 Other Overall Responsibility (6 Sep 2018 to 10 Mar 2022)
    • [FCA CF] Significant management (31 Aug 2016 to 6 Sep 2018)
    • [FCA CF] Manager of certification employee (31 Aug 2016 to 6 Sep 2018)
    • [FCA CF] Client dealing (31 Aug 2016 to 6 Sep 2018)
    • [FCA CF] Material risk taker (31 Aug 2016 to 6 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.