George McNish

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hicks & McNish LLP (no longer approved here)

    FRN 552875

    • [FCA CF] Client dealing (5 Dec 2024 to 31 Aug 2025)
    • SMF27 Partner (9 Dec 2019 to 6 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Dec 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Apr 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Apr 2023)
    • Responsibility for MCD Intermediation (16 Jun 2016 to 6 Apr 2023)
    • Responsible for Insurance Mediation (3 Oct 2011 to 30 Sep 2018)
    • CF10 Compliance Oversight (3 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2011 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2011 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2011 to 8 Dec 2019)
  • Whitechurch Securities Limited (no longer approved here)

    FRN 114318

    • CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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