George Martin Winters

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 7IM Investment and Retirement Solutions Limited

    FRN 787394

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 May 2025)
  • Seven Investment Management LLP

    FRN 589124

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 8 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2013 to 8 Dec 2019)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (1 Nov 2007 to 20 Dec 2007)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF21 Investment Adviser (19 Mar 2004 to 19 Apr 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.