George Edward Buckley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 27 Mar 2021)
    • [FCA CF] Manager of certification employee (since 7 Jul 2020)
    • [FCA CF] Client dealing (since 19 Jan 2017)
    • [FCA CF] Manager of certification employee (21 Jan 2019 to 1 Nov 2019)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (27 Mar 2021 to 6 Jul 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 17 Oct 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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