Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 27 Jan 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 20 Jun 2008)
- CF8 Apportionment and Oversight (26 Apr 2004 to 20 Jun 2008)
- CF10 Compliance Oversight (26 Apr 2004 to 20 Jun 2008)
- CF11 Money Laundering Reporting (26 Apr 2004 to 20 Jun 2008)
- CF21 Investment Adviser (25 Oct 2002 to 31 Oct 2007)
- CF1 Director (25 Oct 2002 to 25 Sep 2008)
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- (1)Employed By (1 Dec 2001 to 20 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.