Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Manager of certification employee (since 5 Feb 2025)
- [FCA CF] Material risk taker (since 1 Apr 2022)
- [FCA CF] Client dealing (since 3 Feb 2020)
- [FCA CF] Functions requiring qualifications (3 Feb 2020 to 1 Jul 2024)
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RLUM Limited
FRN 144032
- [FCA CF] Material risk taker (since 1 Apr 2022)
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Royal London Unit Trust Managers Limited
FRN 144037
- [FCA CF] Material risk taker (since 1 Apr 2022)
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- CF30 Customer (24 Jul 2014 to 22 Nov 2019)
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- CF30 Customer (24 Jul 2014 to 10 Feb 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.