Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 7 Apr 2025)
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- SMF3 Executive Director (16 Feb 2022 to 1 Aug 2025)
- [FCA CF] Material risk taker (1 Apr 2020 to 16 Feb 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2025)
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- CF30 Customer (1 Nov 2007 to 27 Apr 2013)
- CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Oct 2004 to 14 May 2005)
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- CF21 Investment Adviser (4 Oct 2004 to 14 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.