Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Aug 2021)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (7 Jun 2017 to 23 Sep 2020)
    • [FCA CF] Material risk taker (7 Jun 2017 to 23 Sep 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (11 Nov 2016 to 23 Sep 2020)
    • [FCA CF] Material risk taker (11 Nov 2016 to 23 Sep 2020)
    • CF30 Customer (11 Dec 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.