Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 17 Dec 2025)
- [FCA CF] Client dealing (since 31 Aug 2022)
- [FCA CF] Manager of certification employee (31 Aug 2022 to 13 Aug 2024)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 17 Dec 2025)
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 31 Aug 2022)
- [FCA CF] Manager of certification employee (since 31 Aug 2022)
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Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 9 Sep 2020)
- [FCA CF] Manager of certification employee (since 9 Sep 2020)
- [FCA CF] Material risk taker (9 Sep 2020 to 8 Jun 2025)
- [FCA CF] Significant management (9 Sep 2020 to 8 Jun 2025)
- CF30 Customer (30 Jun 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.