Geoffrey Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Peritus Private Finance Limited
FRN 729282
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2026)
- SMF16 Compliance Oversight (since 18 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Sep 2024 to 30 Nov 2025)
Peritus Corporate Finance Limited
FRN 659343
- SMF16 Compliance Oversight (since 18 Sep 2024)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (13 Feb 2015 to 8 Dec 2019)
- CF21 Investment Adviser (1 Jun 2005 to 18 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.