Date authorised
12 June 2015
Companies House
09233621
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1
    Bankside
    The Watermark
    Gateshead
    Gateshead
    NE11 9SY
    UNITED KINGDOM
    Phone
    +4401912305257
  • Complaints Contact

    Unit 1
    Bankside
    The Watermark
    Gateshead
    Gateshead
    NE11 9SY
    UNITED KINGDOM
    Phone
    +4402037455892

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Singleton

    IRN CXS02042

    • SMF16 Compliance Oversight (15 Dec 2023 to 31 May 2024)
  • Darren William Baker

    IRN DXB00224

    • SMF1 Chief Executive (27 Mar 2020 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • CF1 Director (AR) (1 Aug 2019 to 31 Mar 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2025)
    • Responsible for Insurance Mediation (6 Oct 2016 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Apr 2022)
    • CF1 Director (28 Oct 2015 to 8 Dec 2019)
  • Dean Matthew Brown

    IRN DMB01275

    • CF1 Director (9 Mar 2016 to 13 Jun 2018)
  • Geoffrey Smith

    IRN GXS00055

    • SMF16 Compliance Oversight (since 18 Sep 2024)
  • Jake Baker

    IRN JXB03420

    • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2024)
    • CF1 Director (27 Nov 2015 to 8 Dec 2019)
  • Jason Niarchos Nearchou

    IRN JXN00122

    • CF1 Director (AR) (20 Apr 2021 to 23 Jan 2025)
  • John William Seymour Rodgers

    IRN JXR00363

    • CF1 Director (AR) (29 Apr 2021 to 24 Jan 2025)
  • Katherine Rose Stallwood

    IRN KRA01025

    • [FCA CF] Functions requiring qualifications (6 Apr 2021 to 3 Mar 2022)
    • [FCA CF] Client dealing (6 Apr 2021 to 3 Mar 2022)
  • Kerry Baker

    IRN KXB01576

    • SMF3 Executive Director (9 Dec 2019 to 12 Jan 2024)
    • CF1 Director (9 Jun 2015 to 8 Dec 2019)
  • Matthew James Richardson

    IRN MJR01454

    • SMF3 Executive Director (9 Dec 2019 to 2 Jun 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jun 2022)
    • CF1 Director (20 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.