Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 12 Sep 2008)
- CF29 Significant management (1 Nov 2007 to 12 Sep 2008)
- CF1 Director (14 Oct 2005 to 12 Sep 2008)
- CF26 Customer Trading (17 Mar 2005 to 31 Oct 2007)
- CF21 Investment Adviser (19 May 2003 to 17 Mar 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.