Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Sep 2016)
    • [FCA CF] Manager of certification employee (23 Jul 2019 to 22 May 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (7 Oct 2010 to 31 May 2013)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.