Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Titan Settlement & Custody Ltd (no longer approved here)

    FRN 533039

    • SMF1 Chief Executive (13 Jan 2023 to 22 Mar 2024)
    • [FCA CF] Significant management (13 Jan 2023 to 9 Feb 2023)
    • [FCA CF] Client dealing (13 Jan 2023 to 9 Feb 2023)
    • SMF3 Executive Director (13 Jan 2023 to 22 Mar 2024)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • SMF1 Chief Executive (9 Dec 2019 to 28 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 28 May 2021)
    • CF3 Chief Executive (1 Dec 2015 to 8 Dec 2019)
    • CF1 Director (1 Dec 2015 to 8 Dec 2019)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF2 Non Executive Director (31 Dec 2017 to 8 Dec 2019)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF3 Chief Executive (7 Nov 2006 to 21 Jan 2010)
    • CF1 Director (7 Nov 2006 to 3 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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