Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (13 Jan 2023 to 22 Mar 2024)
- [FCA CF] Significant management (13 Jan 2023 to 9 Feb 2023)
- [FCA CF] Client dealing (13 Jan 2023 to 9 Feb 2023)
- SMF3 Executive Director (13 Jan 2023 to 22 Mar 2024)
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- SMF1 Chief Executive (9 Dec 2019 to 28 May 2021)
- SMF3 Executive Director (9 Dec 2019 to 28 May 2021)
- CF3 Chief Executive (1 Dec 2015 to 8 Dec 2019)
- CF1 Director (1 Dec 2015 to 8 Dec 2019)
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- CF2 Non Executive Director (31 Dec 2017 to 8 Dec 2019)
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- CF3 Chief Executive (7 Nov 2006 to 21 Jan 2010)
- CF1 Director (7 Nov 2006 to 3 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.