Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
- CF1 Director (AR) (5 Nov 2018 to 31 Oct 2022)
- CF4 Partner (AR) (5 May 2011 to 16 Sep 2011)
- CF30 Customer (4 Jan 2011 to 24 Feb 2020)
- CF10 Compliance Oversight (4 Jan 2011 to 10 Dec 2018)
- CF4 Partner (4 Jan 2011 to 8 Dec 2019)
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- Employed By (5 Nov 2018 to 31 Oct 2022)
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- Employed By (18 Feb 2011 to 31 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.