Date authorised
1 April 2013
Companies House
OC356931
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Landmark
    2 Portman Street
    London
    Westminster
    W1H 6DU
    UNITED KINGDOM
    Phone
    +4402073550620
  • Complaints Contact

    Landmark
    2 Portman Street
    London
    Westminster
    W1H 6DU
    UNITED KINGDOM
    Phone
    +4402073550620

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Aura Real Estate Partners LLP

    IRN XXA01180

    • SMF27 Partner (9 Dec 2019 to 24 Feb 2020)
    • CF4 Partner (15 Mar 2011 to 8 Dec 2019)
  • . GWM CA Corporate Limited

    IRN XXG01111

    • SMF27 Partner (9 Dec 2019 to 24 Feb 2020)
    • CF4 Partner (11 Dec 2012 to 8 Dec 2019)
  • ALDO ZAVARELLA

    IRN AXZ00029

    • [FCA CF] Client dealing (28 Sep 2020 to 1 Dec 2023)
  • Andrea Spadoni

    IRN AXS00439

    • [FCA CF] Client dealing (28 Sep 2020 to 25 Jun 2021)
  • Anna Giordano

    IRN AXG08735

    • CF1 Director (AR) (31 Oct 2022 to 15 Nov 2022)
    • CF10 Compliance Oversight (10 Dec 2018 to 17 Jan 2019)
  • Antonio Bruno

    IRN AXB01499

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (3 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
  • Antonio Vulcano

    IRN AXV01147

    • CF30 Customer (30 Jul 2013 to 4 Mar 2014)
  • Christopher Edward Cachia

    IRN CEC01094

    • CF10 Compliance Oversight (20 Aug 2013 to 28 Jun 2017)
  • Claudio Di Loreto

    IRN CXD00520

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Dirk Urpani

    IRN DXU00017

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Nov 2024 to 8 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.