Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (18 Jun 2018 to 1 Nov 2022)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (20 Dec 2002 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 20 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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