Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • [FCA CF] Client dealing (1 Oct 2020 to 30 Jun 2022)
    • CF30 Customer (16 Feb 2015 to 8 Dec 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (1 Nov 2007 to 11 Aug 2013)
    • CF27 Investment Management (27 Aug 2002 to 31 Oct 2007)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.