Gavin William Postlethwaite

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [PRA CF] Managing a material risk taker (30 Aug 2024 to 24 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2021 to 24 Jan 2025)
    • [FCA CF] Algorithmic trading (14 Dec 2020 to 24 Jan 2025)
    • [FCA CF] Client dealing (2 Jul 2018 to 24 Jan 2025)
    • [FCA CF] Material risk taker (2 Jul 2018 to 24 Jan 2025)
    • [FCA CF] Manager of certification employee (2 Jul 2018 to 24 Jan 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (26 May 2017 to 21 May 2018)
    • [FCA CF] Manager of certification employee (26 May 2017 to 21 May 2018)
  • Graham Capital LLP (no longer approved here)

    FRN 564058

    • CF30 Customer (8 Aug 2012 to 4 Apr 2016)
    • CF4 Partner (8 Aug 2012 to 4 Apr 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (4 Aug 2005 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (20 Aug 2003 to 5 Aug 2005)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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