Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charter Court Financial Services Limited (no longer approved here)

    FRN 494549

    • [FCA CF] Manager of certification employee (21 Mar 2022 to 19 Apr 2024)
    • [FCA CF] Significant management (15 May 2020 to 19 Apr 2024)
    • [FCA CF] Material risk taker (15 May 2020 to 19 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (15 May 2020 to 19 Apr 2024)
  • Prestige Finance Limited (no longer approved here)

    FRN 724522

    • [FCA CF] Manager of certification employee (21 Mar 2022 to 19 Apr 2024)
    • [FCA CF] Material risk taker (6 Mar 2021 to 19 Apr 2024)
    • [FCA CF] Significant management (6 Mar 2021 to 19 Apr 2024)
  • Charter Mortgages Limited (no longer approved here)

    FRN 739516

    • [FCA CF] Manager of certification employee (21 Mar 2022 to 19 Apr 2024)
    • [FCA CF] Significant management (6 Mar 2021 to 19 Apr 2024)
    • [FCA CF] Material risk taker (6 Mar 2021 to 19 Apr 2024)
  • OneSavings Bank Plc (no longer approved here)

    FRN 530504

    • [FCA CF] Material risk taker (7 Mar 2016 to 19 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 19 Apr 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 19 Apr 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Feb 2020)
    • CF28 Systems and controls (4 Dec 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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